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Financial Advisors Raleigh, NC

Latest update: August 23, 2021

Population474,069
State Income Tax5.25%
Median Home Price$372,694
City Sales Tax7.25%

Raleigh, the capital of North Carolina, and is the second-largest city with nearly 500,000 residents.

Find a financial advisor in Raleigh, NC

Due to the low, flat state income tax, many retirees find North Carolina appealing. There are over 1,520 financial advisors in the Raleigh area to help older people maintain their finances. Here are some financial advisors that stand out from the crowd.

Find a financial advisor that fits your needs
Financial Symmetry logo

Financial Symmetry

  • Assets Managed: $647 Million
  • Minimum Assets: N/A

Financial Symmetry is a fee-only fiduciary advisor with over 20 years of experience. The company specializes in financial planning, investment management and wealth management services and is committed to gender diversity in its staffing.

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Cook Wealth Management Group logo

Cook Wealth Management Group

  • Assets Managed: $302.7 Million
  • Minimum Assets: N/A

This company is committed to a holistic approach to several financial planning services including asset management and tax planning services. Instead of a one size fits all approach, Cook Wealth Management Group partners with each individual client to create customized plans.

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Financial Analysts logo

Financial Analysts

  • Assets Managed: $4.4 Billion
  • Minimum Assets: Varies

Financial Analysts offers a broad range of investment services that cater to individuals and corporate clients alike. This company expresses an interest in alternative investments outside the traditional stocks and bonds approach.

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Lewis Financial Management logo

Lewis Financial Management

  • Assets Managed: $373.4 Million
  • Minimum Assets: $50,000

For over 30 years, Lewis Financial Management has been offering customized financial advice to investors with a deep commitment to quick and quality customer service. This company offers consultations as well as comprehensive financial planning.

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Armor Investment Advisors logo

Armor Investment Advisors

  • Assets Managed: $211.4 Million
  • Minimum Assets: $400,000

Armor Investment Advisors' team does customized financial life planning that focuses on five categories of risk: current and future income protection, debt management, investment management, asset protection and estate planning. It works with business owners, retirees, high earners and those who have new wealth. Armor Investment Advisors' fiduciary oath pledges to put clients' interests first and to avoid conflicts of interest.

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Archer Investment Management logo

Archer Investment Management

  • Assets Managed: $1.2 Billion
  • Minimum Assets: N/A

Formed during the 2008 financial crisis, Archer Investment Management was created in the hopes of providing more customer-centric financial advice that put the needs of the client before corporate interests. In addition to a variety of financial planning services aimed at individuals, Archer Investment Management also works with businesses, corporations, mom-and-pop operations as well as employee services.

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Thorough Financial Group logo

Thorough Financial Group

  • Assets Managed: $33.2 Billion
  • Minimum Assets: Varies

A boutique firm that offers extensive client education, Thorough Financial Group provides individualized and comprehensive financial advice while managing short and long term financial goals. This company boasts an extensive slate of services including insurance, retirement, business, education and philanthropy planning.

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Beacon Financial Services logo

Beacon Financial Services

  • Assets Managed: $208.7 Million
  • Minimum Assets: N/A

Specializing in midcareer professionals and the newly retired, Beacon Financial Services provides fiduciary advice on a fee-only basis. This company prefers to focus on big picture investments rather than short-term gains and provides strategic financial planning, tax planning and investment management.

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Compass Financial Group logo

Compass Financial Group

  • Assets Managed: $100 Million
  • Minimum Assets: N/A

Retirement planning is the specialty of Compass Financial Group. A boutique investment firm, this company commits to the values of deep listening, continuous improvement, honest interactions and a positive attitude.

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Financial Resource Management logo

Financial Resource Management

  • Assets Managed: $350 Million
  • Minimum Assets: N/A

Financial Resource Management has been offering tax, retirement and estate planning for over 30 years. To protect client assets, this company applies a unique buffer strategy to each portfolio to help customers succeed even in times of market volatility.

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Financial Advisor Reviews Raleigh, NC


Financial Symmetry

With over 20 years of experience, Financial Symmetry hosts a team of fee-only fiduciary advisors. These fee-only advisors do not sell products or earn commissions, allowing them to offer more balanced and candid financial advice. Financial Symmetry offers financial planning, investment management and wealth management services. This company is committed to gender diversity and maintains a 50/50 split of male and female advisors on its team. All members of the team of financial advisors are Certified Financial Planners or NAPFA advisors who each have Certified Financial Planner Board Certification and spend 8% – 12% of their time conducting investment research.

Financial Symmetry customers begin with financial planning services that offer a one-time projection, and they then move on to continuous service that includes monitoring, planning and investing. While there are no minimum asset requirements, Financial Symmetry does have a minimum annual fee of $3,000. This company integrates outside accounts into your investment portfolio, including 401(k)s, HSAs and 529 accounts.

Financial Symmetry
Assets Managed $647 Million
Minimum Assets N/A
Number of Advisors 24
Fee Structure Fee-Only
Address 1511 Sunday Drive
Suite 300
Raleigh, NC 27607

Cook Wealth Management Group

Offering a slate of investment advisory services to retail investors, Cook Wealth Management Group takes a holistic approach to ongoing financial planning, asset management and tax planning services. Rather than take a one-size-fits-all approach, this group strives to form a partnership with its clients and make decisions based on both research and the clients’ needs. Cook Wealth Management Group’s investment approach is to identify your goals and then weigh the risks while assessing your financial situation.

Asset-based fees begin at 2.50% annually and are collected every quarter. Project-based financial planning is subject to hourly fees at $1,000 an hour. Financial planning fees are 0.25% of your net worth and collected in a single installment. Ongoing financial planning fees are $5,000 per year collected annually. Other fees include third-party manager fees, custody fees, account administrative fees, mutual fund expenses, exchange-traded funds and securities transaction fees.

Cook Wealth Management Group
Assets Managed $302.7 Million
Minimum Assets N/A
Number of Advisors 6
Fee Structure Fee-Based
Address 4101 Lake Boone Trail
Suite 210
Raleigh, NC 27607

Financial Analysts

Offering a full menu of services, Financial Analysts is a growing firm that provides investment planning, estate planning, philanthropy planning, risk management, insurance, cash flow, budgeting, tax management, family services (like college savings plans and legacy plans) and retirement planning. Financial Analysts works with individuals and corporations. Rather than simply advising clients to invest in both stocks and bonds, Financial Analysts’ investment approach involves advising its clients to consider alternative investments for better long-term results.

Financial Analysts
Assets Managed $4.4 Billion
Minimum Assets Varies
Number of Advisors 4
Fee Structure Varies
Address 2626 Glenwood Ave
Suite 510
Raleigh, NC 27608

Lewis Financial Management

Boasting over 30 years of experience, Lewis Financial Management offers consultations and comprehensive financial planning services. This company is dedicated to offering customized advice to its investors and has a policy that no customer will ever be sent to voicemail. Lewis Financial Management customers receive a report every single month of the year as opposed to quarterly reports. In fact, Lewis Financial Management sends its customers notes after every meeting and phone call for the duration of their business relationship.

Lewis Financial Management begins by pairing each customer with a personal Certified Financial Planner. Comprehensive financial planning fees generally go no higher than 0.75%. Client meetings are subject to an hourly fee. Clients can opt for a flat fee, which is quoted during the introductory meeting. Flat-fee clients receive unlimited coaching with no hourly charges. While there are no minimums for hourly fees, there are minimums for fixed-fee financial planning.

Lewis Financial Management
Assets Managed $373.4 Million
Minimum Assets $50,000
Number of Advisors 4
Fee Structure Varies
Address 1611 E. Millbrook Road
Raleigh, NC 27609

Armor Investment Advisors

A boutique firm that sells no products, Armor Investment Advisors provides financial life planning and investment services to business owners and individuals. Armor Investment Advisors works with retirees, those with new wealth and people with multigenerational assets. This company provides guidance on investments, charitable planning and legacy planning. Financial life planning involves current income protection, future income protection, debt management, investment management, asset protection and estate planning. Investment management clients receive a customized portfolio built upon the goals, risks and constraints outlined during financial and estate planning. In all customer interactions, Armor Investment Advisors sets out to balance the client’s long-term goals with their current income needs, their expectations for returns and the risks involved.

While consulting fees are negotiable, they generally range from $2,500 to $40,000 on a fixed-fee basis. Hourly fees range from $250 to $300. Investment management services are based upon a percentage of the assets managed. Assets under $500,000 have a fee of 1.20%, and assets from $1 million to $5 million have a fee of 0.65%.

Armor Investment Advisors
Assets Managed $211.4 Million
Minimum Assets $400,000
Number of Advisors 5
Fee Structure Fee-Only
Address 4101 Lake Boone Trail
Suite 520
Raleigh, NC 27607

Thorough Financial Group

Thorough Financial Group is a boutique firm that helps clients educate themselves while it manages their long-term and short-term financial goals. Financial advisors with this group account for each client’s objectives, needs, time frame, risk tolerance and personal values in order to give comprehensive advice. This small group of financial advisors offers several products and services, including individual retirement plans, business retirement plans, financial planning services, investments, advisory programs, insurance, education funding, and gifting and giving strategies.

Thorough Financial Group helps clients sort through data and marketing messages and come up with an investment strategy that aligns with their values. For those customers interested in technology, Thorough Financial Group collaborates with Waddell & Reed WealthLink, a financial portal that can provide a comprehensive snapshot of each client’s finances.

Thorough Financial Group
Assets Managed $33.2 Billion
Minimum Assets Varies
Number of Advisors 5
Fee Structure Varies
Address 2245 Gateway Access Point
Suite 200
Raleigh, NC 27607

Archer Investment Management

Archer Investment Management is an independent practice formed during the 2009 financial crisis. Founders Nina O’ Neal and Matt Archer wanted to start a firm that placed customer service and sound financial advice over company interests. Investors at Archer Investment Management provide individualized financial planning and strive to put their advisors forward as industry thought leaders. In 2016, founder Nina O’Neal Archer was awarded a “40 Under 40 Leadership Award” by Investment News. Archer Investment Management clients can service their accounts through eMoney Portal, Wealthscape or FTJ Fundchoice. Though it is located in Raleigh, Archer Investment Management serves families and businesses across the U.S.

Clients can get financial services like trust services, investment services, and financial, insurance, retirement and education planning. This company also offers a host of small business services, including business planning, group corporate benefits management, and owner, executive and key employee services, like disability buyout plans and business succession planning.

Archer Investment Management
Assets Managed $1.2 Billion
Minimum Assets N/A
Number of Advisors 2
Fee Structure Varies
Address 436 N. Harrington Street
Suite 120
Raleigh, NC 27603

Beacon Financial Services

Beacon Financial Services is a fee-only fiduciary advisory firm that helps clients “connect the pieces” of their financial picture. Most Beacon Financial Services clients are midcareer professionals and the newly retired. Moreover, Beacon Financial Services advisors prefer to work with clients who value big picture investments over short-term gains, preferring to focus on strategic financial planning, tax planning and investment management.

Customers interested in getting guidance from Beacon Financial Services can participate in an hour-long first meeting with no obligation. Rather than selling products, this company offers advice-driven guidance. Beacon Financial Services charges a flat, 1% annual advisory fee billed every quarter for net-worth-management clients. Asset levels above $1 million are tiered. The minimum quarterly fee for net worth clients is $1,875. While it does not offer tax preparation as a standalone service, tax preparation is available at an additional fee for clients getting other services.

Beacon Financial Services
Assets Managed $208.7 Million
Minimum Assets N/A
Number of Advisors 2
Fee Structure Fee-Only
Address 7100 Six Forks Road
Suite 135
Raleigh, NC 27615

Compass Financial Group

Founded in 2010, Compass Financial Group is a boutique investment firm that specializes in retirement planning. Though most clients are families and businesses located in the southeastern U.S., Compass Financial Group has customers across the country and in parts of Europe as well. Investors who work with this firm must commit to values like deep listening, continuous improvement, honest interaction and a positive attitude. Compass Financial Group partners with tax advisors, attorneys, and health care and insurance providers so it can provide referrals to its clients during times of need.

During the first year with Compass Financial Group, clients meet with their financial advisors seven times. Advisors walk clients through their investment goals, evaluate the financial resources available, discuss the probability of success and advise about any risks involved. The investment approach of Compass Financial Group is a long-sighted one that hinges on the philosophy that boom-and-bust cycles are a normal part of market activity and long-term investments are easier to monitor and predict than short-term investments. While financial planning involves flat fees, investment management utilizes asset-based fees.

Compass Financial Group
Assets Managed $100 Million
Minimum Assets N/A
Number of Advisors 4
Fee Structure Fee-Based
Address 7000 Harps Mill Road
Suite 103
Raleigh, NC 27615

Financial Resource Management

With over 30 years of experience, Financial Resource Management is a comprehensive planning firm with an interest in tax planning, retirement planning and estate planning. Financial Resource Management aims to give impartial, highly personalized financial advice. In order to protect assets, Financial Resource Management implements a buffer strategy with portfolios to help clients weather market downturns. This firm’s investment strategy employs regular monitoring and rebalancing in order to help clients leave a legacy for their families. Financial Resource Management also offers professional management for employer retirement plans like 401(k)s and SIMPLE IRAs.

Regarding client relationships, this company engages in regular meetings and open communication as a customer service strategy. Financial Resource Management bolsters its client-centered approach through strategic professional relationships with CPAs, attorneys and other professionals to give comprehensive financial advice. This firm also keeps clients informed by uploading radio shows with free financial advice to its website each week. In addition to the Raleigh branch, Financial Resource Management has a branch in Atlantic Beach and Greensboro, North Carolina.

Financial Resource Management
Assets Managed $350 Million
Minimum Assets N/A
Number of Advisors 3
Fee Structure Varies
Address 211 E. Six Forks Road
Suite 118
Raleigh, NC 27609

 

Conclusion

When researching a financial advisor it’s important to weigh your options. We recommend contacting at least three advisors and preparing a list of questions to ask each advisor to find the best fit for you.

We reviewed all of the financial advisors available in Raleigh, NC, and compiled our list of the best financial advisors for all financial situations.

 

Raleigh, NC Financial Advisors
Company Assets Managed Minimum Assets Fee Structure
Financial Symmetry $647 Million N/A Fee-Only
Cook Wealth Management Group $302.7 Million N/A Fee-Based
Financial Analysts $4.4 Billion Varies Varies
Lewis Financial Management $373.4 Million $50,000 Varies
Armor Investment Advisors $211.4 Million $400,000 Fee-Only
Archer Investment Management $1.2 Billion N/A Varies
Thorough Financial Group $33.2 Billion Varies Varies
Beacon Financial Strategies $208.7 Million N/A Fee-Only
Compass Financial Group $100 Million N/A Fee-Based
Financial Resource Management $350 Million N/A Varies

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