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Financial Advisors San Jose, CA

Latest update: October 26, 2021

Population1,021,795
State Income Tax12.30%
Median Home Price$1,257,027
City Sales Tax9.38%

Located in the heart of Silicon Valley, San Jose is California’s third-most populous city. This Bay Area city is near both redwood forests and California’s wine country, and it’s home to the San Jose Sharks, an NHL team.

Find a financial advisor in San Jose, CA

When looking for a financial advisor, San Jose residents have to wade through thousands of options. We researched financial advisors in San Jose to find the best firms based on customer reviews, certifications and asset requirements.

Find a financial advisor that fits your needs
Silicon Valley Wealth Advisors logo

Silicon Valley Wealth Advisors

  • Assets Managed: $9.8 Million
  • Minimum Assets: $500,000

Silicon Valley Wealth Advisors helps high net worth clients build, grow and sustain their wealth. The company’s mission is to help you develop a stable financial framework for every stage of life while developing a dynamic plan that allows you to embrace change. Services include financial planning, investment management, socially responsible investing and retirement planning.

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Sequoia Wealth Advisors logo

Sequoia Wealth Advisors

  • Assets Managed: $268.8 Billion
  • Minimum Assets: N/A

Sequoia Wealth Management is an independent registered investment advisory firm offering fee-only asset management to individuals, families and business owners. The company’s advisors proactively reach out to clients when opportunities to grow and preserve their wealth arise.

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Transitions Wealth Advisors logo

Transitions Wealth Advisors

  • Assets Managed: $270 Million
  • Minimum Assets: N/A

Transitions Wealth Advisors specializes in advising clients on financial strategies to meet their goals through the ups and downs of life. Services cover financial planning, advanced investment strategies, retirement planning, planning for the future of your children and risk management.

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Clarity Wealth Advisors logo

Clarity Wealth Advisors

  • Assets Managed: $340.4 Million
  • Minimum Assets: $500,000

Clarity Wealth Advisors begins by identifying each client’s investment goals, risk tolerance, tax implications and income needs. Services include financial planning and investment management with a focus on diversified portfolios.

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Davalos Financial Advisors logo

Davalos Financial Advisors

  • Assets Managed: $242.5 Billion
  • Minimum Assets: N/A

Davalos Financial Advisors is affiliated with Raymond James. The firm employs certified financial planners (CFPs) who work to develop progressive and cost-effective strategies while educating and informing clients.

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Alameda Financial Group logo

Alameda Financial Group

  • Assets Managed: $5.9 Billion
  • Minimum Assets: Varies

Alameda Financial Group takes time to understand each client’s unique passions, dreams and relationships before building a financial strategy. The firm helps you plan for the future, balance work and life, create financial stability, protect your family, and build a legacy.

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MW Wealth Advisors logo

MW Wealth Advisors

  • Assets Managed: $110 Billion
  • Minimum Assets: N/A

MW Wealth Advisors provides personalized financial services for credit union members. Services include investment advice, retirement planning, estate planning, educational savings and a variety of insurance products. The company partners with Cetera for investments.

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Flournoy Wealth Management logo

Flournoy Wealth Management

  • Assets Managed: $268.8 Billion
  • Minimum Assets: Varies

Flournoy Wealth Management specializes in financial planning and investment services for women. The owner is a CFP and a certified divorce financial analyst (CDFA). This company focuses on helping women build stable finances when going through divorce and other life transitions.

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BlueSky Wealth Advisors logo

BlueSky Wealth Advisors

  • Assets Managed: $560.7 Million
  • Minimum Assets: $500,000

BlueSky Wealth Advisors provides financial planning and investing services for high net worth individuals, business owners and medical practitioners. The firm offers tax planning, equity compensation, real estate services, insurance and estate planning.

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Parkworth Wealth Management logo

Parkworth Wealth Management

  • Assets Managed: $131.4 Million
  • Minimum Assets: $1 Million

Parkworth Wealth Management works with clients in the tech industry, doctors, attorneys, retirees and business owners. Services include creating financial strategies, investment management, tax planning, estate planning, asset protection, retirement planning, education savings and making the most of benefit packages.

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Financial Advisor Reviews San Jose, CA


Silicon Valley Wealth Advisors

Silicon Valley Wealth Advisors offers financial planning, investment management, socially responsible investing and business retirement plans. Clients include individuals, families, trusts, endowments, qualified retirement plan sponsors and businesses. The firm has offices in San Jose and Half Moon Bay. Advisors work with clients to customize investment portfolios and provide financial plans based on personal or business goals. Strategies focus on stocks with low annual expense ratios and low internal transaction costs. Fees vary by client and are negotiable. Annual asset management fees range from 0.5% to 0.95% for investment advice, quarterly reporting, valuations and performance reviews. The financial planning fee is waived for clients with more than $3 million in assets under management.

Silicon Valley Wealth Advisors does not sell any insurance products and advisors do not accept commissions.

Silicon Valley Wealth Advisors
Assets Managed $9.8 Million
Minimum Assets $500,000
Number of Advisors 6
Fee Structure Fee-Only
Address 3190 S. Bascom Ave
Suite 210
San Jose, CA 95124

Sequoia Wealth Advisors

Sequoia Wealth Advisors specializes in simplifying and optimizing the investment process to maximize your success. Services include basic and comprehensive financial planning, targeted planning strategies for investment and retirement, tax planning, charitable giving advisement, and hourly consulting with a certified financial planner (CFP) or a Certified Investment Management Analyst (CIMA). Services are divided into three tiers, ranging from once-annual planning to comprehensive real-time planning with strategy sessions and financial education for your loved ones.

Sequoia works with a range of clients, including newlyweds who need help with budget planning and nonprofits in need of financial guidance. Advisors also provide eldercare planning services and corporate trust services. Schedule a no-cost consultation to learn more.

Sequoia Wealth Advisors
Assets Managed $268.8 Billion
Minimum Assets N/A
Number of Advisors 12
Fee Structure Varies
Address 99 Almaden Blvd
Suite 925
San Jose, CA 95113

Transitions Wealth Advisors

Transitions Wealth Advisors is an independent, family-owned practice that offers everything from financial planning to advanced investment strategies. Its new client planning fee starts at $2,500. Financial planning includes three to five face-to-face meetings for a one-time fee. Ongoing advisement requires an assets under management fee. Assets under management fees range from 0.75% to 1.5%. Advisors accept commissions for sales of insurance and other financial products.

Transitions Wealth Advisors
Assets Managed $270 Million
Minimum Assets N/A
Number of Advisors 6
Fee Structure Fee-Based
Address 1100 Lincoln Ave
Suite 241
San Jose, CA 95125

Clarity Wealth Advisors

Clarity Wealth Advisors starts by identifying each client’s investment goals, risk tolerance, tax implications and specific income needs. Services include financial planning, investment management and customized solutions. Typical clients include high net worth individuals, small businesses and charitable foundations. Clarity constructs diversified portfolios across various asset types, classes, styles, sectors and regions focused on mid- to long-term strategies. Each client has one point of contact within the firm, and updates are sent quarterly. Fees start at 1% of your assets under management and decrease as your asset total increases. Hourly consulting services are also available for clients who do not have assets under management with the company.

Clarity Wealth Advisors
Assets Managed $340.4 Million
Minimum Assets $500,000
Number of Advisors N/A
Fee Structure Fee-Only
Address 2160 The Alameda
Suite A
San Jose, CA 95126

Davalos Financial Advisors

Davalos Financial Advisors is a division of Raymond James. The firm provides comprehensive financial planning for families and individuals with sustainable investment management strategies. Davalos Financial Advisors also specializes in advising women investors and those who find themselves with sudden wealth. Financial plans offer a high degree of personalization to match your short- and long-term financial goals. Sustainable investment strategies include socially responsible options, investments with social or environmental impact, and thematic investing. Advisors are certified financial planners (CFP).

Davalos Financial Advisors
Assets Managed $242.5 Billion
Minimum Assets N/A
Number of Advisors 2
Fee Structure Fee-Based
Address 150 Almaden Blvd
Suite 1375
San Jose, CA 95113

Alameda Financial Group

Alameda Financial Group divides its services into five categories: clarify vision and future; balance work and life; create financial comfort; help and protect family; and build a legacy. Specific services include financial planning, retirement planning, estate planning, investing, will and trust services, tax-loss harvesting and long-term care planning. Advisors analyze your current financial situation and portfolio to develop thoughtful strategies designed to help clients work toward their personal financial goals. All portfolios are designed to keep costs low, minimize taxes and control risk.

Alameda Financial Group
Assets Managed $5.9 Billion
Minimum Assets Varies
Number of Advisors 2
Fee Structure Fee-Based
Address 1541 The Alameda
Suite A
San Jose, CA 95126

MW Wealth Advisors

MW Wealth Advisors offers personalized investment services to credit union members. Services include retirement planning, investment advice, estate planning, educational savings plans and insurance products. MW Wealth Advisors works with broker-dealer Cetera Investment Services as a trade executor.

MW Wealth Advisors
Assets Managed $110 Billion
Minimum Assets N/A
Number of Advisors 6
Fee Structure Fee-Based
Address 5615 Chesbro Ave
San Jose, CA 95123

Flournoy Wealth Management

Flournoy Wealth Management specializes in support and financial planning for women. Pam Flournoy is an LPL Independent Financial Advisor, a certified financial planner and a certified divorce financial analyst. She works with each client personally on financial planning or investment management. Long-term care planning is also available. Choose by-the-plan or by-the-hour services. Investment portfolios include long-term and short-term strategies. Investments include mutual funds, ETFs, stocks, bonds, alternative investments and annuities. Fees are agreed upon based on the investment platform and the size of accounts under management.

Flournoy Wealth Management
Assets Managed $268.8 Billion
Minimum Assets Varies
Number of Advisors 1
Fee Structure Fee-Based
Address 1165 Lincoln Ave
Suite 330
San Jose, CA 95125

BlueSky Wealth Advisors

BlueSky Wealth Advisors provides help with investing, financial planning and long-term engagement. Choose from premium, standard or essential engagement levels. Premium is for those who want to delegate the day-to-day activities of their financial lives to an advisor. Standard is for those who need financial guidance and assistance in implementing financial strategies. Essential is for clients who need ongoing advising while carrying out their own financial plans and goals. Planning services include tax planning, equity compensation, retirement planning, insurance, real estate services, and small business and estate planning. The firm’s investment strategy is to maximize diversification, minimize risk and constantly analyze the allocation of a client’s portfolio. The minimum fee for new clients is $2,150 per quarter.

BlueSky Wealth Advisors
Assets Managed $560.7 Million
Minimum Assets $500,000
Number of Advisors 13
Fee Structure Fee-Only
Address 1735 N. First Street
Suite 295
San Jose, CA 95112

Parkworth Wealth Management

Parkworth Wealth Management assists families and businesses with financial advising, retirement planning, tax planning, investment management, estate planning and asset protection. Many of the firm’s clients work in the local tech industry, and advisors can help with maximizing after-tax proceeds of equity compensation. Clients also include physicians, dentists, psychologists and executive recruiters who have ownership interests in their practices and substantial portions of their assets in liquid entities. The company also advises corporations and businesses on 401(k) plans. The initial consultation is free.

Parkworth Wealth Management
Assets Managed $131.4 Million
Minimum Assets $1 Million
Number of Advisors 5
Fee Structure Fee-Only
Address 100 Century Center Court Suite 670
San Jose, CA 95112

 

Conclusion

 

While searching for a financial advisor it’s important to be thorough. We recommend speaking with at least three highly rated advisors and preparing a list of questions to ensure your goals and objectives align.

We researched the best advisors in San Jose, CA, with options for all situations and compiled our list to include all the criteria crucial when making a decision. We’ve included professionals that serve clients of all asset levels.

 

San Jose, CA Financial Advisors
Company Assets Managed Minimum Assets Fee Structure
Silicon Valley Wealth Advisors $9.8 Million $500,000 Fee-Only
Sequoia Wealth Advisors $268.8 Billion N/A Varies
Transitions Wealth Advisors $270 Million N/A Fee-Based
Clarity Wealth Advisors $340.4 Million $500,000 Fee-Only
Davalos Financial Advisors $242.5 Billion N/A Fee-Based
Alameda Financial Group $5.9 Billion Varies Fee-Based
MW Wealth Advisors $110 Billion N/A Fee-Based
Flournoy Wealth Management $268.8 Billion Varies Fee-Based
BlueSky Wealth Advisors $560.7 Million $500,000 Fee-Only
Parkworth Wealth Management $131.4 Million $1 Million Fee-Only

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