Retirement Planning » Financial Advisors » Seattle, WA

Financial Advisors Seattle, WA

Latest update: November 14, 2019

Population744,955
State Income Tax0.00%
Median Home Price$714,100
City Sales Tax10.10%

Seattle is the largest city in the state of Washington and is home to a thriving tech giants Amazon and Microsoft.

Find a financial advisor in Seattle, WA

More than 2,700 financial advisors have offices in Seattle, WA, and finding the best one can be difficult. Seattle residents have no state income tax, but sales tax and housing costs are high, so a financial planner can help make the most of your income.

We searched for the best financial advisors in Seattle using information such as customer reviews, industry certifications, SEC filings and asset requirements.

Mainspring Wealth Advisors LLC

  • Assets Managed: $289 million
  • Minimum Assets: $50,000

A mainspring drives the mechanism of a precision timepiece, releasing energy constantly to keep each component in continuous, precise motion. Mainspring Wealth Advisors use the same model to help clients keep their personal and financial goals moving forward. Financial advisors in Mainspring’s Seattle, Washington office are from the award-winning Raymond James Financial Advisors group. Wealth management services consist of investment consulting combined with advanced financial planning.

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Brighton Jones

  • Assets Managed: $5.3 billion
  • Minimum Assets: N/A

Most Brighton Jones’ clients consider the financial advisors at the Seattle firm their personal CFO. Like a corporate Chief Financial Officer, the depth and breadth of the Brighton Jones team allows the firm to assist clients in all financial areas. Brighton Jones financial advisors use a comprehensive approach to financial planning so clients can make better decisions with better outcomes.

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Pacific Portfolio Consulting, LLC

  • Assets Managed: $3.4 billion
  • Minimum Assets: $500,000

Pacific Portfolio has been providing financial planning and investment management services for 20 years. Financial advisors at the firm design customized plans based on each client’s goals and comprehensive financial and investment research. Pacific Portfolio is privately-owned by a group of investors who keep the firm locally-owned and operated. Remaining in Seattle allows the firm to provide financial services to individuals for a lifetime and families over generations.

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Badgley + Phelps Wealth Managers

  • Assets Managed: $2.6 billion
  • Minimum Assets: $1 million

Badgley + Phelps has been assisting high-net-worth individuals, families, corporations and foundations with protecting assets and increasing wealth for over 50 years. The firm is based in Seattle and specializes in financial planning and wealth and investment management. Financial advisors at Badgley + Phelps customize unique solutions for each client. As an employee-owned firm, Badgley + Phelps is flexible enough to act quickly on time-sensitive financial matters.

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Tiedemann Advisors

  • Assets Managed: $13.9 billion
  • Minimum Assets: N/A

Tiedemann Advisors is one of the top investment and wealth advisors with services for high-net-worth individuals, families, trusts and other entities. Since going into business in 1999, Tiedemann expanded to nine offices across the country. Through a few mergers and acquisitions over the years, Tiedemann Advisors grew into a boutique-style firm with a broad range of services provided by professionals with in-depth knowledge and expertise. These services come with no additional cost to clients.

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Private Ocean

  • Assets Managed: $2 billion
  • Minimum Assets: Varies

With Private Ocean, you receive the direct support of a close-knit team of seasoned advisors and operations specialists. These professionals listen carefully to clients to work together on a fine-tuned financial plan. The firm develops an investment strategy and monitors all client portfolio activity. Private Ocean advisors’ primary goal is to make clients feel confident and in control of their finances at all times.

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Financial Advisor Reviews Seattle, WA


Mainspring Wealth Advisors LLC

Financial advisors at Mainspring Wealth Advisors in Seattle use a six-step approach to financial planning. The first two steps involve learning about and prioritizing the client’s goals and defining a mission statement with measurable definitions for success. During the third step, advisors collect information from the client and discuss retirement planning, saving for college, life insurance, investment and estate planning, tax strategies and charitable gifting. The financial plan gets developed, finalized and put to work in steps four and five. Mainspring Wealth Advisors works with experts in taxes, legal matters and insurance starting with the third step going forward. Wealth management services encompass preservation of wealth, liquidity, lowering taxes, transferring wealth, preserving assets and charitable giving. The financial advisors customize their approach and offerings to meet the needs of each client and foster long-term relationships. Investment managers seek to minimize taxes for all clients and maximize returns for those who have higher risk tolerance. Investment advisors base recommendations on clearly-defined goals for the client with low-expense securities. The firm avoids the practice of churning in favor of holding investments.

Mainspring Wealth Advisors contributes to Raymond James Financial Advisors’ overall assets under management. Fees are based on a percentage of the client’s managed portfolio, so you will need to invest through Mainspring to meet with a financial advisor at the firm.

Mainspring Wealth Advisors LLC
Assets Managed $289 Million
Minimum Assets $50,000
Number of Advisors 14
Fee Structure Fee-Based
Address 2236 32nd Avenue W Suite A

Brighton Jones

Brighton Jones offers a broad approach to financial management by providing a team of professionals to collaborate across a client’s entire balance sheet. Financial advisors, investment managers, and tax and estate planners are available to assist clients with any money matters. The firm takes care to ensure strategies are understood and implements those strategies with care, so nothing falls through the cracks. Those who work at Brighton Jones are encouraged to have fun at work while working well, and this atmosphere spills over into client relationships. This way of doing business provides a unique and comfortable experience for those who meet with financial advisors and other professionals at Brighton Jones. The firm offers investment and wealth management services and financial advising with or without planning.

Clients pay a percentage of managed assets to receive most services. There is no account minimum, but a minimum $2,500 quarterly fee. Fees for meeting with a financial advisor or planner are separate and range from a $2,000 to $15,000 flat fee or $150 to $300 per hour. Whether a client pays a flat or hourly fee for financial consulting depends on the level and complexity of service required.

Brighton Jones
Assets Managed $5.3 Billion
Minimum Assets N/A
Number of Advisors 28
Fee Structure Fee-Based
Address 2030 1st Avenue 3rd Floor

Pacific Portfolio Consulting, LLC

Pacific Portfolio has been serving the Seattle area since 1992 and remains the largest independent wealth management firm in the region. The firm provides comprehensive financial and investment research and management with unique data and research teams, all under one roof. Pacific Portfolio offers complete in-house financial advisory services to meet client needs as they evolve for years to come. Wealth advisors at the firm offer three planning packages: financial and retirement, estate and family succession, and personalized investment planning. Pacific Portfolio employs an impressive team of experienced certified advisors across all financial disciplines. Wealth management services include an overview of estate planning, financial planning, investment advising and others. Clients with managed accounts worth over $2 million can utilize the wealth management program.

Pacific Portfolio charges a percentage of managed assets as a fee. The percentage tiers vary depending on which of several investment plans the client chooses. The firm charges fixed fees via negotiations with some clients. Pacific Portfolio may charge up to $300 per hour for some services.

Pacific Portfolio Consulting, LLC
Assets Managed $3.4 Billion
Minimum Assets $500,000
Number of Advisors 10
Fee Structure Fee-Based
Address 701 5th Avenue Suite 6850

Badgley+Phelps Wealth Managers

Financial advisors at Badgley+Phelps work with clients to establish goals, then design customized strategies to meet their financial objectives. The firm’s investment management services consist of a disciplined process with financial planning, client-focused service and a selection of equity, fixed income and alternative securities. Badgley+Phelps’ wealth managers work one-on-one with each client to develop the appropriate asset allocation for each portfolio. Asset allocation is a primary leg of the Badgley+Phelps wealth management strategy. Advisors get to know each client and their overall financial picture, risk tolerance, income needs, tax circumstances and more to provide the correct allocation of assets. The firm allows clients to restrict investing due to social or environmental concerns and will work alongside the client’s outside financial and legal professionals to provide the highest level of services. Investment management services include equity-only, fixed income-only and balanced portfolio management.

Fees for working with Badgley+Phelps are based on a percentage of the client’s managed assets and are competitive. Rates vary depending on the portfolio value combined with whether the client is in the equity, fixed income or balanced program. The firm may charge fixed fees for some services, but financial planning is usually included in the portfolio review for wealth management clients.

Badgley+Phelps Wealth Managers
Assets Managed $2.6 Billion
Minimum Assets $1 Million
Number of Advisors 16
Fee Structure Fee-Based
Address 1420 Fifth Avenue Suite 3200

Tiedemann Advisors

Through a few mergers and acquisitions, Tiedemann Advisors grew into a boutique-style firm with a broad range of services provided by professionals with in-depth knowledge and expertise. The firm offers wealth planning, financial education, investment management, impact investing and trust and estate services. Services are complementary to clients and include access to attorneys, accountants, tax experts and trust specialists who work as a team with investment professionals for each client. Tiedemann Advisors offers ongoing financial, wealth and investment management services, such as estate, philanthropic, tax, insurance and business succession. Financial advisors coordinate with the trusted legal and financial professionals whom clients have relied on for years to ensure planning is accurate. Each financial plan gets tracked carefully by the client’s advisor, who discusses progress from time to time with the client.

Tiedemann typically works with individuals with assets valued at $1 million or higher but publishes no minimum requirement. Fees are based on a percent of managed assets and are highly individualized, varying based on several factors. This practice is due to the level of customized service offered. Advisors may charge a flat or minimum fee each quarter at their discretion.

Tiedemann Advisors
Assets Managed $13.9 Billion
Minimum Assets N/A
Number of Advisors 80
Fee Structure Fee-Based
Address 1415 Western Avenue Suite 600

Private Ocean

The financial advisors at Private Ocean work to ensure that clients are heard, understood and guided toward achieving their current and future goals. The comprehensive financial planning program starts with a discussion to ensure the client and advisor are compatible. Once compatibility gets established with the right advisor, the focus turns to the client’s priorities and future objectives, and what they want to get out of their financial plan. Private Ocean advisors work with the client’s attorneys, insurance, banking and tax professionals to be sure each part of the financial plan works with others. Financial advisors can assist with retirement income and college expense planning, business succession and estate planning, charitable giving and working through times of expected economic challenges and opportunities. Private Ocean employs many female advisors, which makes wealth planning particularly comfortable for many women. Instead of relying on one chief investment officer, Private Ocean utilizes an investment committee comprised of professionals with varying backgrounds to serve clients better.

Private Ocean’s minimum assets requirement is generally $2 million, but the firm may accept a lower amount, with a minimum annual fee of $15,000 annually. Advisors may elect to charge a flat fee for some services, although the norm is for clients to pay a percentage of managed assets.

Private Ocean
Assets Managed $2 Billion
Minimum Assets Varies
Number of Advisors 23
Fee Structure Fee-Based
Address 1700 Westlake Ave N Suite 325

Conclusion

It is important to do your research when searching for a financial advisor in Seattle, WA. We recommend asking these questions to ensure you have found a financial advisor that meets your needs.

We researched the best advisors in the area with options for all situations and compiled our list to include all the criteria crucial when making a decision. We’ve included professionals that serve clients of all asset levels.

Seattle Financial Advisors
Company Assets Managed Minimum Assets Fee Structure
Mainspring Wealth Advisors LLC $289 Million 50,000 Fee-Based
Brighton Jones $5.3 Billion N/A Fee-Based
Pacific Portfolio $3.4 Billion $500,000 Fee-Based
Badgley+Phelps $2.6 Billion $1 Million Fee-Based
Tiedemann Advisors $13.9 Billion N/A Fee-Based
Private Ocean $2 Billion Varies Fee-Based

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